The Portfolio Selection Tool should not be the only tool used to determine your customer’s investment selection and customer suitability factors, such as, but is not limited to, investment profile, investment objectives, investment experience, investment time horizon, liquidity needs, and risk tolerance should be considered.
Investing in securities involves the risk of loss, and clients should be prepared to bear losses in their accounts. The portfolio strategy subjects the investor to substantial risks inherent with its objective. The strategy depends on the ability of the fund managers to execute trading strategy and can involve significant risk. These include but are not limited to market risks, foreign investment risk, currency risk, interest rate risk and allocation risk. This strategy will be applied to a variety of asset classes, low correlation asset types and alternative investment strategies: some that are subject to greater risk than others due to leverage and use of derivatives. Investments fluctuate daily and Golden State cannot guarantee that their decisions will help achieve the return objectives of the strategy or that of the client.
The financial consultants of Golden State are registered representatives with and securities offered through LPL Financial, Member FINRA
. Investment advice is offered through Golden State, federally a registered investment advisor and separate entity from LPL Financial.