Affiliations
We believe our corporate structure sets us apart from other RIA firms. Golden State purposely built each vertical to address the complexities of our business and to meet the demand from clients seeking an advisor who can manage all aspects of their financial plan in one place.
GOLDEN STATE
WEALTH
MANAGEMENT
GOLDEN STATE
EQUITY
PARTNERS
GOLDEN STATE
ASSET
MANAGEMENT
GOLDEN STATE
INSURANCE
SERVICES
GOLDEN STATE
MORTGAGE
SERVICES
GOLDEN STATE
WEALTH
MANAGEMENT
The Business You’ve Always Envisioned
Golden State Wealth Management (“GSWM”) is a federally registered investment adviser that offers several financial planning platforms to meet your business needs. In alignment with LPL Financial, GSWM is a hybrid model consisting of both brokerage and fee-based platforms. With access to independent research and industry-leading technology, GSWM affords advisors a high level of support and business efficiencies.
Take the first step and schedule a confidential conversation with Golden State today.
GOLDEN STATE
EQUITY
PARTNERS
Add Strength and Security to Your Advisory Business
Golden State Equity Partners (“GSEP”) is a federally registered investment adviser that supports fee-based financial advisors. GSEP was designed to empower advisors with greater business flexibility. This model seeks to offer financial advisors integrated support mechanisms and flexible technology platforms.
Join the movement. Join Golden State.
GOLDEN STATE
ASSET
MANAGEMENT
A Culture of Empowerment
Golden State Asset Management (“GSAM”) enables fee-based financial advisors the opportunity to transition to greater independence in an inclusive proactive culture. GSAM seeks to empower advisors with tools and research to optimize their business’ investment process. By way of the firm’s SEC-registered investment adviser, GSAM offers a Turnkey Asset Management Program (“TAMP”) in which participating advisors have access to centrally managed goals-based portfolio strategies, designed and implemented by Golden State’s Chief Investment Officer. The TAMP is available to Golden State advisors and non-affiliated advisors.
Get the efficiency of Golden State on your side.
GOLDEN STATE
INSURANCE
SERVICES
Creating Greater Value
Golden State Insurance Services (“GSIS”) provides financial advisors with a broad-based client solution platform and an enhanced client experience through integrating an array of insurance strategies into their practice. This platform focuses on understanding the unique needs of each financial advisor’s business model and nurtures the relationship through education and ongoing support.
Let Golden State help you provide a more comprehensive experience.
GOLDEN STATE
MORTGAGE
SERVICES
Enriching Your Business Model
Golden State Mortgage Services (“GSMS”), an in-house lending resource, recognizes that clients would rather turn to their financial advisor for home financing needs when they generally don’t have an opportunity to do so. With GSMS, advisors can uncover additional areas to assist in meeting clients’ goals by offering mortgages as a service under their business model.
Enhance your service offerings and help clients with their home lending needs.
Strategic Relationships
BNY Mellon | Pershing, Charles Schwab & Co., Inc., TD Ameritrade, Inc., LPL Financial and Raymond James are the firms that we use to custody our client assets. These companies and entities named are separate and unaffiliated firms, and are not responsible for each other’s services or policies. These companies mentioned herein do not endorse or recommend any advisor and the use of their logos do not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission. BNY Mellon | Pershing and Golden State are separate, unaffiliated entities, each responsible for its own services and policies. Trademarks belong to their respective owners. The information on this website has been independently produced by Golden State. Golden State is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (“Schwab”). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Golden State provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction.
Contact
201 E Sandpointe, Suite 460
South Coast Metro, CA 92707
866.273.1563
949.428.4280
¹As reported in Financial Planning magazine, June 1996-2021, based on total revenue.